odutola@scils.rutgers.edu
Abstract
The arrival of affordable video camera
generated considerable enthusiasm among proponents of participatory
research as it allowed for subsequent replay of moments that
occurred during the interactions and also freed the researchers from
the chores of recording fieldwork data. It, however, introduced
other complexities because in front of a camera people often tend to
"overreact" or get intimidated by the technology. Furthermore, there
is the danger of researchers sliding into a storytelling mode
instead of maintaining an objective stance and recording the
reports. This paper uses Oxfam’s participatory video project in
Nairobi to examine how participatory video works out in practice.
There was a time when the methodologies
at the disposal of social scientists in most developing countries
weighed down by colonization and its more recent avatar,
neo-colonization, were mainly Western templates. A 1977 UNESCO
report "identified dependency as the general situation which
characterizes Third World social science" (cited in Gareau 1986,
p.176). In the 1960s and 70s scholars started questioning the
relevance of Western social science for developing countries. Their
interrogation extended beyond social scientific methodology to the
institutional role and relevance of universities in generating
authentic knowledge for social change. Subsequently, there was a
concerted effort to expand the research agenda to include
non-Western-ideas and ideals. According to Tsing (2000), "[s]ocial
science theories no longer take Western genealogies for granted, but
require fluency with a wider range of perspectives, from Latin
American dependency theories to South Asian subaltern studies" (p.
328). Accompanying this re-orientation vis-à-vis Western social
science, there has been a growing unease with the imported
educational models operating in developing countries.
Over the last few decades, there has
been increasing sensitivity to the fact that the educational systems
created by former colonial masters were basically imperialistic
tools of domination. They served imperial purposes rather than
uplift the masses. According to Fals-Borda (1998), "Since the 16th
century, culture bearers from Europe have imposed Christian beliefs
and capitalist principles that in most regions were
counterproductive or destructive to the local" (p.225). This
destruction of the local culture was systemic and sustained through
educational and religious institutions that appeared natural to the
uncritical (Gareau 1986, Cunningham 1993). Ogunyemi (2002) observes
that the "experience in Nigeria, and indeed, other colonized
countries, is that formal education had its roots in external needs
and not those of the target learners or their society" (online
document). It was the practice for traditional school systems to
receive externally developed curricular and set goals or what Butkus
(1989) calls "pre-packaged curricula." There is thereby a top-down
imposition of ideas, which are more often than not imported from the
West. Scholars have therefore expended considerable thought on how
to make education an empowering experience for the marginalized
peoples (Butkus 1989, McTaggart 1991, Hall 1992, Goldin 1999).
Paulo Freire, in his celebrated book
Pedagogy of the Oppressed, makes a distinction between learning
that is teacher-dependant, which he calls the, "banking approach"
and the other which is learner-centred, which he refers to as
"problem posing approach" (Freire 1972, p. 45). In the banking
approach the pupils think that the teacher possesses all the
information needed by them. The problem posing approach, on the
other hand, challenges the learner, not only to know how, but also
to show interest in "why" a technique or tool performs the way it
does. Furthermore, he sought to generate in the students a critical
self-reflection on their everyday lives. In addition to acquiring
reading and writing skills, he wanted the students to embark on an
"assessment of themselves and their environment" (Sanders 1968,
p.7). He believed an empowering education experience could be
achieved only when the people themselves are involved in the
curriculum development process. Subsequently, other scholars further
developed these ideas. Budd Hall, who was a key figure in the 70s at
the Institute of Adult Education of the University of Dar es Salaam,
Tanzania (where a lot of the experimentation took place), highlights
the work of scholars who built on Freire’s groundbreaking work (Hall
1992). In particular Hall commends Larufa (1973) and Beltran (1976)
for exploring various alternative communication modes that allow for
community participation. He also mentions Fals-Borda (1980) who used
theatre as a vehicle for transformation and empowerment of poor
communities. According to him, the struggle at a cerebral level
"benefited from an interdisciplinary development drawing its
theoretical strength from adult education, sociology, political
economy, community psychology, community development, feminist
studies… and more" (Hall 1992, p. 16,).
The initial agenda of participatory
research proponents was to replace the conventional hierarchical
approach, which set researchers apart from their subjects. They
privileged dialogue and oral reconstruction based on the
"epistemological assumption that knowledge is constructed socially"
(Hall 1992, p.20). In effect, they contested the sole authorship
model. To achieve wide participation they devised and experimented
with various techniques. Techniques such as community drama,
drawings and construction of murals, photo-novels, story telling and
any other form of interaction that would allow for free flow of
repressed information (Hall, 1992,). Most researchers agree that
participatory methodology works well in yielding problem description
and generation of new perspective and ideas through visualization
and group analysis (Johansson 1999). Its main weakness is that the
analysis is based on information drawn from the memory of community
groups or notes and diagrams provided by them. Within this context,
the introduction of cheap, portable, and user-friendly video camera
was a godsend. It quickly became an integral part of the tool-kit of
participatory action researchers as a record making devise with
capability for instant feedback and subsequent replay of moments
that occurred during the interactions. In effect, it freed the
researchers from the chores of recording fieldwork data. It,
however, introduced other complexities because in front of a camera
people often tend to "overreact" or get intimidated by the
technology. Furthermore, there is the danger of researchers sliding
into a storytelling mode instead of maintaining an objective stance
and recording the reports (Johansson 1999). The production values of
the videos produced in course of participatory action research are
also a matter of concern. While Criticos talks about the "messiness"
of production, Rocha refers to the participatory action research
videos as "films of discomfort" (as cited by Tomaselli, 1989, p.12).
The proponents of high technical quality argue that poor sound
quality and "wobbly pictures" do not accurately represent the
participants. On the other hand, the experience of Michaels and
Kelly (1984) with the Walpiri aboriginal group in Australia shows
that when people are left to discover their own filmic lexicon we
learn more about their worldview.
During participatory use of videos,
participants are both the objects and subjects of production; their
reception is as pertinent an issue as the style of production. As
Braden (1998) observes, "the audience and the producers are often
the same people, working in the same local context where the viewing
takes place" (p.9). Reception theorists have observed that
individuals/families react differently when collectively viewing
television images compared with when they are viewed alone (Lull,
1990, Morley, 1992). We see a similar phenomenon in the case of
self-generated images in participatory situations. One primary
reasons for this, as Braden (1998) suggests, is the convergence of a
number of factors including the familiarity of image, location of
viewing, and subject matter. The members of the production team can
then stand back to review their own actions and draw personal or
collective conclusions that could lead to further action. However,
exposure to professional production techniques on everyday
television can interfere with how the participants read their own
video productions.
In spite of problems associated with
the participatory use of video, there are many examples of the
technique’s usefulness. Canadian "challenge for change" experiments
in 1967 are said to mark the beginning of participatory video
technique. In Fogo Island, a small fishing community, participatory
video technique was used to help the poor articulate their
experience of poverty. Their perspective turned out to be in
opposition to the official position. Thereafter the participatory
video technique has been used in a number of different contexts.
Okahashi (2000) lists various countries in which participatory use
of video was adapted as part of the process of community empowerment
and education. The Philippines, Columbia, and Vietnam are mentioned
as countries where the technique was particularly effective. One
often cited project is Banchte Shekha women organization in Western
Bangladesh (Bery and Stuart 1996, online document).
Participatory methods are based on the
phenomenological paradigm, which accepts that "knowledge is the
result of an interaction between people" (Kane, 1995, p.22). It also
accepts the premise that the "researcher is part of this
construction (of facts), not independent of it" (Kane, 1995, p. 22).
The binary opposition of researcher-and object/subject of research
is thus ruptured leaving the terrain for collective participation.
Whose voice is heard and whose knowledge counts becomes a struggle
that defines the participatory project. Craig and Porter (1997)
argue that there is an irresolvable contradiction between
participation, (which proposes to allow marginalized people the free
space and control to discover and disseminate their potentials), and
effective management, which "requires meeting certain objectives,
many already established long before the project begins" (p. 50).
They use the access people have to the project resources as an
indicator of their control over the research process.
This paper uses Oxfam’s, a non-profit
organization based in Britain, project in Nairobi to examine how
participatory video works out in practice. The following case study
provides an in-depth analysis of the different components of the
Nairobi project. Thereafter the conclusions section critically
examines the Nairobi project.
Case Study: Oxfam Project in Nairobi
Oxfam, after undertaking a strategic
review of their poverty alleviation program, felt that it was vital
to involve the intended beneficiaries in the formulation of its
development strategies. It wanted to hear the voices of the poor, as
opposed to the experts. In particular Oxfam wanted to know: How do
the people define their situation and quality of life? What do they
feel is most effective in improving their quality of life? What do
they feel their quality of life will be in ten year’s time?
Accordingly, it zeroed on participatory use of video as the
methodology of choice.
Nairobi, Kenya, which is the focus of
this case study, was selected as one of the places for a
participatory video project. Oxfam asked Dr. Susi Arnot of
University of Reading to direct the Nairobi project. She arrived in
Nairobi in January 1998 with two research assistants, including the
author. The research team selected eight trainees, four women and
four men, drawn from four different organizations with grassroots
contact, for the project. The idea was to teach the trainees who in
turn would interact with the local communities and engage them in
participatory video exercises.
The training was provided over a
three-day workshop. The following sections provide an overview of
the training process and the actual implementation of the project
thereafter.
Day One
The first day started with an overview
of Oxfam, its objectives, and the project itself. Oxfam’s interest
in finding out directly from those suffering from poverty was
explained. Also, how Oxfam would use associated research to review
its poverty alleviation programs was discussed. Finally, the
presence of two research assistants from the University of Reading
was explained. Thereafter the program for the next three days was
outlined. Here is an overview of the first day’s instruction:
Camera Operation Exercise. The
students were taught basic camera operations such as focusing,
maintaining white balance, and zooming in and out in a peer teaching
mode: first student, who was taught by the instructor, taught what
s/he had learnt to the next student and so on. Each trainee was then
asked to tell in front of the camera what brought him/her to the
course and his/her hopes and fears with regard to the three-day
workshop. Thereafter the tape was played back.
The novelty of handling a camera was
very visible as most students were at first a little hesitant. Peer
group encouragement and the immediacy of the image on screen
provided the needed motivation to overcome the initial reluctance.
Here are a few quotes from different students that highlight the
sentiment within the group at this point in the workshop:
"By knowing more about the media, at least I'll be
sending cassettes to the leaders, president, our community
and also the cassette will reach donors, press and they can
help our communities."
"I don't have any fear, but the problem is; now I'm going
to be trained, . . . but after the training where will I get
one (equipment) to use . . . "
"My fear is that by video-taping (video recording) . . .
the people who oppress our community will be (shown as)
enemies and (I'll) have enemies . . ."
"I felt excited, it’s my first time of seeing myself on a
screen, if my friends at Korogosho have the opportunity we
will be able to do many things . . ."
"Behind the camera I feel I can be a good reporter, I
felt great, I felt excited."
"I could not see the person very well. Focusing was
difficult . . . I'll like to try again."
Mapping Exercise. With this
exercise, the training moved beyond camera skills to "Participatory
Learning and Action" (PLA) techniques. The trainees were asked to
describe Nairobi by drawing a map of the city. This was the first
group exercise and active participation was mostly by those who were
familiar with thinking in such concepts. There were no serious
disagreements. It was fun trying to decide how to make a good
presentation. But what was the essence of the task? None of the
trainees asked and no explanations were offered.
After the trainees finished drawing the
map, the facilitator asked what had this exercise revealed that a
questionnaire might not have brought out? The following responses
indicated that the trainees had got the point of the exercise:
"We concentrated on what makes Nairobi great and not on
the bad sides . . ."
"It captures one’s mood unknowingly, without looking
staged . . . "
Quite clearly, the exercise had
succeeded in sensitizing the trainees to the biases that camera
manipulation, both knowing and unknowing, can introduce.
Picture Composition Exercise.
This exercise focused on the different types of pictures a
camera can produce if manipulated correctly. The facilitator
explained with the aid of prepared diagrams the various types of
shots such as close up , 2-shot, pan (left/right), and tilt
(up/down). The trainees were paired and each individual had an
opportunity to frame shots of his/her partner.
Touching of Shoulders. All the
trainees including the two research assistants formed a circle. The
facilitator asked everyone to close his or her eyes while she moved
around the circle. She then said that one of the individuals had
been touched and by dialogue and questioning we should try and find
out who was touched as that person would be the group leader. On the
other hand, if that person chose to speak up, the mantle of
leadership would right away fall on him / her. The trick here was
that nobody was touched. One of the objectives of the exercise was
to get the trainees to read each other’s non-verbal cues as they
searched for their leader. Quite obviously, the group’s attempt to
identify the person who was touched failed. This process was
repeated one more time. Instead of trying to work out yet again who
was touched, or not touched, the group short-circuited the process
by selecting Caleb, the person most respected by them, as their
leader. Thus the exercise, with its own twist, succeeded in inducing
the selection of a leader via consensus and dialogue. The trainees
were then asked to list likely roles in the project team:
interviewer, video operator, etc. The facilitator then filled in the
roles the group had missed and discussed qualities required for each
role.
River of Life. The workshop
participants, trainees and the research assistants, were paired and
each person was asked to tell the story of his or her life. To aid
the process, writing materials were provided to illustrate
highpoints of their life stories.
Most trainees were reluctant or could
not find appropriate symbols to represent their stories. The
exercise was conducted in various combinations, in one the
individual told his/her story, in another the partner retold the
story. It led to a lively discussion about the content of stories
and the right of individuals to tell the part they are comfortable
with. The facilitator suggested individuals have the right to tell
their stories the they want and we should be prepared to listen and
accept what people have to say.
The day ended with each person writing
three things that s/he learned and three things s/he wished to know.
Most participants emphasized the technical aspects of the training
as things they had learned and things they wish to know. To
reinforce what was learned during the day, four questions given for
further thought.
Day Two
On day two, a lot of time was spent on
learning how to record and edit in-camera. There was a camera
exercise on filming the making of a cup of tea. It afforded the
facilitator an opportunity to show how collective production works,
especially group communication in the field. The next segment
focused on the selection of the target group. Each trainee was given
five minutes to make his or her presentation answering questions
such as the following: Whom do you think Oxfam should be listening
to? What do they need to know about us? Where and when should the
fieldwork be conducted? The responses were recorded on tape and
played back to fuel discussion. For the trainees, this exercise took
the learning process from the unknown (camera skills, PLA
techniques) to the known. Here trainees showed their understanding
of structures and groups within their communities. The consensus was
that the fieldwork should be done in the slums where the most help
is needed. There was no discussion of the fundamental question why
people are living in slums, and what are the factors that may be
responsible for their poverty. The trainees accepted the guidance
without question. As far as they were concerned, answers had to be
presented to questions asked by the facilitator.
Day Three
The final day was spent on working out
the modalities for working in the field. The discussion covered
issues such as language barrier, how to handle translations, and
when and how the interviews will be transcribed. Based on mapping
exercise and presentations on "Whom do you think Oxfam should be
listening to?" Magengo, a slum area, was selected for fieldwork.
Fieldwork at Magengo
This semi-urban settlement, now
categorised as a slum, has been in existence since 1897. Most of the
people who currently live in Magengo are tenants who depend on
"absentee" landlords for the maintenance of the structures. The
introduction of land title deeds by the government, as proof of land
ownership, was identified as one of the major reasons why there are
few inhabitants in the area who now own their houses. Most of the
poor landowners had to sell off their land to richer individuals who
could afford the required legal fees for obtaining such documents.
Apart from the condition of the houses, and the general state of
infrastructure decay, Magengo appeared to be a relatively peaceful
area with a high level of economic activity, including an open-air
market.
One of the trainees made advance visits
to establish contact with the "parking boys"[i] at the "Solidarity
Base"[ii] in Magengo .The feedback from the initial interaction
helped the team devise a sequence of confidence building measures.
On arrival, the parking boys were singing their own songs and the
visiting team joined them. The songs were followed by a "mime and
tell" game. The idea being to create a friendly atmosphere and at
the same time to get a gage of their ability to think by associating
images with words. The latter was an issue of considerable concern
since they all had containers from which they sniffed glue, a cheap
drug of sorts. As soon as some level of comfort was achieved, the
team proceeded to record the activities on camera with a promise
that they will later have an opportunity to view the tapes.
A Walk around Magengo with Two of the
Boys. Two of the younger boys were chosen to show the different
places they visited on a daily basis. The walk was not just about
locations. They also recounted stories about each place as they came
to it. The boys showed the abandoned shacks were they slept and
described how they bunched up together in the night. They talked
about the people who assisted them with food and the income
generating activities they engaged in for survival. This tour of
sorts gave the visiting team some idea about the boy’s daily lives.
Focus Group Interviews. The boys
were shown how the video camera works. They were then asked to tell
their stories about what brought them to the Solidarity Base. Later
each of them was asked to think about: (a) three things that made
them happy, (b) three things that made them unhappy, and (c) places
they would like to go but could not. After each of them had an
opportunity to perform to the camera, one of the older boys was put
forward as the spokesperson for the entire group. He said in
Swahili:
We are members of Solidarity,
we stay here, and we’ve got nowhere to go. We've got many
problems . . . among us we've got different talents . . . it
is just that we've not got opportunity to be employed . . .
if we can get a plot like this one (the Solidarity Base
where the activities took place), we can do different
activities there. This one we are not been allowed to do
anything here . . . from the activities we can get money to
buy clothes, buy food. You can see we have no money, others
are staving, others no clothes. For now you can see we have
no future . . ."
The sessions were also used for group
review of tapes, especially the portions that were filmed by the
trainees themselves.
Editing Process
Since most of the discussions were
conducted in Swahili, the tapes had to be transcribed into English.
Focusing and constant camera movements were some of the noticeable
flaws. In addition, there were occasional technical problems with
sound or picture quality because one of the procedures for adjusting
the amount of light entering the camera had been forgotten. Once the
tapes and the translations were reviewed, the trainees with the
assistance of the facilitator drew up a list of possible issues that
could be included in the video-story. The idea behind the editing of
recordings was to summarise them into a compact form that could tell
the life story of the boys in a short and acceptable way, that is,
the story should reflect the realities of the boys the way they
presented them.
A system of story construction emerged
from the editing trials. Once the tapes were transcribed, the team
collectively marked out relevant segments on the transcripts.
Discussions were then held on how the storyboard should be put
together. Usually the team could not reach a consensus till the
actual footage was viewed to see how it fit in with the emerging
sequence. There were times when shots were rejected because the
images were not in focus or the sound quality was poor. Finally,
once the shots were selected, the process of producing the rough-cut
began. It involved transferring the chosen shots from the video
camera to a video cassette recorder (VCR). Log sheets showing the
cue-out points were created for both the dialogue and the editing
cues. The completed edited version was then shown back to the boys
for their comments and additions.
Showing of the Edited Version to the Boys
The edited video was regarded as a
rough-cut that could be still corrected or reworked should the
Solidarity boys say so. After the rough-cut was shown to them, a
group discussion was facilitated by one of the trainees to find out
from the boys what they thought about the video. They were also
asked how they saw their future in the next ten years. One of them
said he would be a "car wash boy," and that the money he made from
the venture would be enough to support him and his grandmother. But
most important of all he concluded by saying that:
I'll open a kiosk and sell
maikaimati[iii] and cigarettes and soda and the business
will grow and at last I’ll be rich driving a Mercedes with
tie. People will not believe that I was sniffing glue (when
they see) my tie and suit helping others the way I was
helped.
The edited version was then shown to
parents and guardians to get another perspective on the tapes and
also double-check the factual aspects of what the boys had said.
After the screening one of the trainees facilitated a discussion on
what the parents thought were the issues of concern. The discussion
covered topics such as factors responsible for children living on
the streets, sniffing of glue by the boys, rehabilitation, and the
state of reform schools.
The Audience in London
A re-edited tape containing portions of
the story of the Solidarity boys and that of boys from Korogosho
(another slum area where work was carried out) was presented to the
Oxfam Assembly. This final tape, with an English audio sub-title
dubbed over Swahili, was put together using sophisticated editing
facilities in Britain. The idea was to "assist" the delegates of the
Oxfam Assembly to comprehend the video. The edited version, entitled
"Listen for Real," was well received by the Assembly. What cannot be
ascertained is if by the act of re-editing, and dubbing audio-sub
titles, the Assembly learned anything about the difference in
producing video materials with people and not about them. One has to
wonder what would have been the reaction of the Oxfam Assembly to
original tapes or even the roughly edited tapes that were brought
back from Nairobi. The poverty of filmic technique may have further
reinforced the material poverty on screen. The choice was between
refining the tape to allow the substantive issues the boys were
presenting take precedence and that of allowing the ideological
statement of "crude" form of production stand along side the "crude"
way of life. While the former option was chosen for good reasons,
this choice also makes a statement about the entire project.
Conclusion
The PLA techniques are meant to
generate critical awareness among the poor about their own life
situations. In this case, it was used to provide planning input for
Oxfam, a foreign non-profit organization. So, there was a tension
intrinsic in the very nature of the undertaking. Let us see how it
fared on these two dimensions.
The praxis of true representation
demands that the communities being "spoken on behalf of" or, whose
"image of" is constructed, must not only be seen to be participating
as subjects but must somehow take control of the process. They must
be allowed to determine their boundaries of representation. But
then, the project involved an alien visualization technique that had
to be taught. At the very outset, the facilitator, a foreigner, had
to set up, without collective consultation, a framework within which
the much-sought critical self-awareness would be generated.
Consider, for example, very simple issues such as the contents of
the workshop or even the number of trainees. These decisions, by
their very nature, had to be made a priori by the facilitator. The
bottom line remains that in the early stages of the project the
community groups were excluded. The facilitator did not insist on
the trainees making decisions about what they would like to know,
decisions on the content and context were made long before the
trainees were selected. The choice and composition of the audience
that are allowed to participate in the semi-public space created,
becomes a factor that influences the nature of story constructed. It
is one thing to voice ones opinion; it is another to have it heard
within the local space in which it was created.
The presence of foreigners at the
various locations contributed to the inability of the participants
to see themselves as real partners in the process. In fact, at
times, it seemed as if our presence at the various locations was
distorting the response of the participants who saw us as
"development officers," some as representatives of "money-bag"
Oxfam. Furthermore, meaningful participation cannot be generated via
a "fly-visit" intervention. A considerable length of time is needed
to build confidence, skills and trust. As Pretty (1998) argues, true
participatory projects are those that empower people by building
skills, interests, and capacities that continue even after the
project ends. To Oxfam’s credit, it did take some what of a
long-term view.
After the Magengo fieldwork, the
facilitator left the scene. The research assistants and the trainees
carried out subsequent fieldwork at a Somali refugee camp and
Korogosho slum. Furthermore, Oxfam left the video equipment
purchased for the project at its Nairobi office, with the hope that
the trainees would have easy access to the equipment whenever the
need arose. The Nairobi office was also asked to undertake follow-up
actions on issues that were identified in the course of the
fieldwork. Quite clearly, the trainees had acquired basic video
camera and teamwork skills and also the ability to construct video
messages. Only time will tell whether the enthusiasm of the trainees
aided by assistance from the Nairobi office would be sufficient to
sustain PLA activity. It is quite likely that a more robust systemic
support will be necessary. Only when PLA techniques cease to be a
novelty and become commonplace in the local context, we will start
seeing the results Paulo Freire envisioned. Freire's approach lays a
lot of responsibility on the learners themselves. The role of the
facilitator is to assist the group develop critical insights into
their situation. Even the issue of skill acquisition was meant to be
a means to an end, but in the case of the Nairobi project it became
the dominant issue.
The other dilemma of PLA technique is
that once the video-message leaves the context within which it was
constructed it tends to take on new meanings when viewed by
audiences far removed. That notwithstanding, one major site for the
struggle for poverty alleviation is the international forum, where
resources can be raised. The tape of the "parking boys" was a useful
vehicle for this purpose; it stirred the consciences of those who
saw poverty expressed in its total nakedness. Their cry for help
went beyond their immediate environment to a gathering of more than
300 people who could write checks and also plan coordinated advocacy
campaigns to influence institutions and public opinion. However, as
Craig Ash, head of Oxfam Campaigns has said:
Campaigning can be a slow business.
Poverty isn't going away overnight, and usually the things that must
change to bring about improved lives for poor people are the
policies and practices of governments and corporations. And we know
how resistant to change they can be (personal communication, 1998)
This statement introduces other
dimensions to this project and relocates the real site of change to
governments and corporations. The more fundamental structural
problems cannot be addressed by PLA interventions and required a
determined effort on the part of the international community.
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