ABSTRACT
The new conceptual language of "transparency" that
pervades much of the dialogue about globalization is the logical
result of dramatic expansion in the scope and sweep of
technological, political and social changes. A sampling of the uses
of transparency by global interests reveals that it is used
inconsistently across various spheres of discourse. Further, its
popular usage poses a contradiction in terms of the naïve realism
that it connotes. In spite of numerous efforts to promote, cultivate
and measure "media transparency", the concept remains poorly
defined. One of the lessons to be gleaned from this new idiom for
democracy is, more specifically, how transparency denies the power
of mediation. This essay samples some of the divergent uses of
transparency in its technological, political and social-cultural
dimensions. The discussion focuses on the varied uses of the
transparency metaphor in global communication; the implications for
technological and institutional spheres; and clarification of how
the public sphere can subordinate the "hidden transcripts" of
marginalized social groups.
Deceptive Transparency: Problems in the New
Conceptual Framework of Global Communication
The global aspirations of democratization and
openness are captured in the conceptual language of transparency.
Transparency encompasses the new pervasiveness of electronic
technology and political accountability. As one internationalist
observed, it is, "the new buzzword of the international community,
cropping up in all of the official communiqués" (Anjaria, 1999).
From an idealistic perspective, global communication assumes a
substantial degree of transparency. It arises from the convergence
of forces, including: (A) The technologies of surveillance that form
a convincing backdrop of transparency (e.g. the internet,
miniaturized transmitters, satellite monitoring, etc.); (B) The
institutions of transparency, include media, which have rapidly
expanded throughout developing nations; (C) Lastly, the norms of
transparency at work in transitional nations giving rise to
democratic aspirations. At the same time, transparency glosses the
creative impulse of subordinated people to survive, and perhaps
thrive, under repressive conditions.
In this essay, I seek to clarify some of the
epistemological and definitional problems invoked with this new
language as part of a larger project examining the new conceptual
framework for mediation of global problems. It confronts the recent
assertion that the sobering lesson of the last twenty years is that
the global spread of free-market democracy has been a principal
aggravating cause of racial and ethnic violence throughout the
non-Western world (Chua, 2003). This project was initiated with
research conducted in Kosovo in 2001 to examine obstacles faced by
international news media in covering the NATO bombing campaign
against Slobodan Milosevic (Palmer, 2002). Despite aspirations of
global transparency, one experienced international journalist
described the Balkan region as a "disinformation trap" (Poggioli,
1993). The Balkan chaos was a virtual laboratory of global
information in which old media frameworks of global strife failed to
provide adequate historical or social-cultural understanding
(Buckley, 2000; Chandler, 1999; Dyker & Vejvoda, 1996; Chomsky,
2000; Clark, 2000; Hammond & Herman, 2000; Mertus, 1999; Pettifer,
2002).
In main currents of political discourse, for
instance in the emerging European Union, there has been a continuing
debate over transparency, suggesting the kind of uncertainty that
exists in many quarters over the relationship of governance to the
public (Battini, et al, 1998; Clifford, et al, 1998; Doyle, 1996-7;
Gronbech-Jensen, 1998; Osterdahl, 1998). At its heart, this
discussion deals with the implementation of the much-discussed
public sphere in new global regimes (Kalb, et al., 2000).
To date, there has been relatively little
interdisciplinary effort to interrelate these applications—and some
notable abuses—of the language of transparency. As one analyst put
it, the discussion remains "murky" (Grigorescu, 2002, p. 61). Among
the notable efforts to sort it out is the work on political
implications of global transparency on the end of the age of secrecy
(Florini, 1998); unfolding developments in satellite imaging (Baker,
O’Connell & Williamson, 2000); international power relationships
negotiated around transparency (Finel & Lord, 2000). The ironic
conclusion drawn from many of these studies, however, is that
transparency is neither entirely practical, nor desirable, in the
global arena.[1]
While there are ambiguities in usage, the phenomenon
of transparency exists in global communication for good and valid
reasons, some of which are congruent with the experiences of
globalization, while others are not (Ferguson, 1992; Rosenberg,
2000). Further, where the usage of the term is valid, the phenomena
of transparency draws important insights into the emergence of new
frameworks of international communications, as well as the dystopian
limits of global logic.
The Contours of the Metaphor of Transparency
Taken as a whole, transparency connotes a level of
naïve realism, denying the fundamental processes of mediation. The
metaphor itself assumes both that a medium is indistinct from the
object of interest to be viewed on the other side, and the process
of seeing through the medium does not alter the nature of the object
viewed. Among critics of transparency are those who have written
about transparency as a false ideal, especially the kind of
transparency fostered by television’s entertainment values (Balkin,
1998). Others have argued the metaphor of transparency glosses other
apt characterizations of globalization (e.g. stretching, shrinking,
networking, flows, etc.) (Moores, 2002).
Others have suggested that unrestrained transparency
might be detrimental because: (a) openness might aggravate conflict
in the absence of universally shared, or at least mutually
compatible, norms of behavior; (b) some secrets are legitimately
worth protecting if revelation will betray, for instance,
competitive market advantage; and (c) information can easily be
misused or misinterpreted because transparency reveals behavior but
not intent (Florini, 2000).
Analysts have sought to identify different kinds of
transparency in typologies. For instance, J.M. Balkin (1998)
identified three kinds: (a) informational transparency based on
knowledge about government actors and decisions; (b) participatory
transparency, the ability to participate in political decisions
either through fair representation or direct participation; and (c)
accountability transparency, or the ability to hold government
officials accountable when they violate public interests.
Also, Steven Livingston (2000) has suggested that
transparency should be separated into three conceptual levels. At
the first, a free media meets its obligations to open democratic
society in the preservation of transparency, even though democratic
governments may object to transparency in specific cases. In the
second level, new information technologies actually constitute a
threat to state security, since they may reveal tactically
significant information to an enemy. The third level is what he
describes as "systemic transparency," in which micro technologies
contribute to "regulation by revelation" as individuals use them to
function as the eyes and ears of a public audience eager to tap into
the restricted realms of forbidden documentation.
The interplay between those already possessing
political and economic power, and those who envy it, or desire to
acquire it, is indeed complex. Stephen Holmes (1997) pointed out
that "successful office holders throughout the post-communist world
have no immediate interest in the creation of political transparency
or a rule governed polity and economy".
Technologies of Transparency
The technologies of transparency are inseparable
from the clandestine motives of surveillance and spying. Progress in
communication has long been associated as a by-product of
surveillance through, among others, satellites. In addition, 24-hour
news coverage, instantaneous reporting of major events, etc.,
constitute the "mechanisms that facilitate the release of
information about policies, capabilities, and preferences to outside
parties" (Finel & Lord, 2000, p. 137). Analysis of these information
technologies bringing changes to the diplomatic arena and give rise
to such concepts as the "transparency web" (Livingston, 2000).
"Transparency provided by satellite imagery is particularly
comforting," wrote one technology policy analyst. "Security depends
on detailed, broad-scale timely information about Earth’s
surface…especially since…[development of] access to high-resolution
satellite imagery" (Williamson, 2002, p. 13).
Despite earlier Cold War optimism that
high-resolution satellite imaging would enable diplomatic
equilibrium through the UN policy of "equal access/open skies,"
critics point out that information access to previously closed state
defense secrets would eventually conflict with security interests.
They predicted state secrecy would ultimately prevail when
confrontations occurred (Krepon, Zimmerman, Spector & Umberger,
1990). Still, the steady movement toward private commercialization
of satellite imagery, and the enhanced power of that technology,
creates moments of tension between contending nations. Outside of
armed conflict, international organizations emphasize the potential
usefulness of satellite imagery for science and humanitarian
missions (see, for example, Bjorgo, 2002).
In the European Union, discussions about the need to
increase transparency began in October 1992. By 1994, the EU took
internal steps to open public access to their internal documents,
and increased momentum with the accession of Finland and Swden, both
considered among the most transparent nations in greater Europe.
When EU leaders outlined a campaign early in 2002 to further improve
institutional transparency among European Parliament member nations,
the question of transparency was addressed in these words: "How can
anyone expect people to take interest in Europe when they are being
denied access to information?" asked European Parliament
Vice-president Charlotte Cederschiöld. In response, Secretary
General of the European Commission David O’Sullivan, argued against
radical changes toward institutional openness: "the political
process should not be undermined with requests for too much
transparency…sometimes an open discussion is best held in
confidence. The trust of people is important but it is not always
best served in things happen in the open" (EUobserver.com, Jan. 7,
2002).
Indeed, the success of the EU has been ascribed by
some observers to its resistance to transparency. The "culture of
secrecy" within the leading councils of the EU was the deliberate
design to achieve greater efficiency by not publicizing dissent.
Institutions of Transparency
From a pragmatic perspective, a transparent
government is one bound by determined institutions who exercise a
will to oblige the release of information to citizens even when
government would prefer not. Shortly after the wave of
democratization that swept across Eastern Europe and the former
Soviet Bloc in the late 1980s and early 1990s, there was a "reverse"
wave back toward authoritarianism in some nations. The initial test
of a new democracy, free elections, soon gave way to the recognition
that other elements—including institutions—are relevant to the
survival of new democracies. From a narrow political standpoint,
transparency is frequently defined as "the ability of any citizen to
gain access to information held by government" (Grigorescu, 2002, p.
61).
Two main types of institutional changes support
government transparency: (A) legislation assuring access to
otherwise restricted information, such as the Freedom of Information
Act in the United States; and (B) freedom of the press. These two
institutional developments are linked, insofar that legislation on
access to information has little impact on accountability of
governments if the information accessed cannot be disseminated, and
a mass media system, even if free, is severely constrained if it is
limited to information provided by back channels and anonymous
sources.
These kinds of institutional developments are now
accompanied by sporadic calls by some critics for media
transparency, suggesting a significant level of institutional
distrust in media ethics and accountability.
A strong case for media transparency was outlined in
1994 by the Council of Europe, arguing for the free circulation of
information without interference by either corporate media
conglomerates or public authorities (Council of Europe, 1994).
European ministers on the council argued that corporate
concentration would have an adverse impact on media independence,
contrary to the argument popular among some political and social
historians who argue that historically international institutions
have promoted openness and democracy (Mattleart, 2000).
Much of the Council of Europe’s media code focuses
on disclosure of financial stakeholders in mass media, suggesting
that public confidence rises or falls on perception of media
control. Other institutional influence has been deliberately
exercised by NATO, focusing on issues of security. The internal
ethnic conflicts that erupted early after the end of the Cold War
led NATO to emphsize domestic factors. For instance, the Partnership
for Peace sought to support democratic reforms in the new
democracies. The subsequent scramble by Eastern European countries
to qualify for EU and NATO membership has accelerated the
institutional influence over domestic reforms leading to
transparency.
Norms of Transparency
Even the tangible influences of technologies and
institutions do not assure seamless transitions, if a spirit of
democracy does not underlay such changes. Such ineffable
characteristics required for success are tolerance for dissent,
commitment to orderly and peaceful changes in government, and the
good will and faith of citizens in support of a "social contract".
These norms are emphasized in the kind of substantive democracy in
terms of the processes that allow the governed to influence to
decisions of those that govern.
The alternative norms—secrecy, deception, lies and
corruption—are already embedded in many societies. Reasons for
so-called "culture of secrecy" is easily affirmed. One example was
the European Union’s Council of Ministers drafted its first report
on its new code on access to public documents, the new report itself
was kept secret at the insistence of two member states, France and
the Netherlands. After two months of argument, the report was made
public.
The emergence of global organizations with
transparency aspirations, such as "Transparency International,"
highlights more generally the problem of international graft and
corruption. Transparency International began issuing a measure of
corruption in 1995, based on surveys from different institutions
reflecting perceptions those doing business and research in
different countries. The average corruption score was 4.44 out of a
possible score of 10 for the least corrupt countries.
Similarly, the International Public Relations
Association (IPRA) initiated a program to promote what its described
as global media transparency based on narrowly sampled opinions of
international public relations practitioners about local media
ethics (IPRA, 2003). Based on the survey’s results, the organization
drafted a "Charter on Media Transparency" in March 2002 that
stipulates that the organization calls on media managers providers
to observe the following:
•Editorial. Editorial appears as a result of
the editorial judgment of the journalists involved, and not
as a result of any payment in cash or in kind, or barter by
a third party.
•Identification. Editorial which appears as
a result of a payment in cash or in kind, or barter by a
third party will be clearly identified as advertising or a
paid promotion.
•Solicitation. There should be no suggestion
by any journalist or members of staff of an editorial
provider, that editorial can be obtained in any way other
than through editorial merit.
•Sampling. Third parties may provide samples
or loans of products or services to journalists where it is
necessary for such journalists to test, use, taste or sample
the product or service in order to articulate an objective
opinion about the product or service. The length of time
required for sampling should be agreed in advance and all
loaned products or services should be returned after
sampling.
•Policy statement. Editorial providers
should prepare a policy statement regarding the receipt of
gifts or discounted products and services from third parties
by their journalists and other staff. Journalists and other
staff should be required to read and sign acceptance of the
policy. The policy should be available for public
inspection.
Notwithstanding questions about the IPRA survey
validity, it reflects genuine concern in the business community
about ethical standards and practices of media. While corruption
among public officers and media managers is problematic in some part
of the developing world, ethical standards are a continuing focus of
journalistic associations in the more developed regions. Corruption,
however, remains an important indirect measure of behavioral levels
of opaqueness. While low levels of corruption does not necessarily
correlate with high levels of transparency, in most cases, high
corruption clearly thrives in an environment of low transparency.[2]
The Subaltern Boundaries of Transparency
Cultural theorists have envisioned the shape of new
"global communities" through such conceptual tools as "ethnoscapes"
and "mediascapes" (Appadurai, 1996), "frontstage" and "backstage"
behaviors (Meyrowitz, 1992), but the potential global sweep over a
staggering stage of wrenching human problems has its own range of
meaning and significance. From an audience perspective, a global
gaze made possible by communication technologies presupposes a
daunting emotional challenge. Evidence of the problems associated
with the new scope of surveillance is found in the diagnosis of
"compassion fatigue" as a reason the larger public might become
disinterested in international news (Moeller, 1999).
Neither should we underestimate the force of local
mentalities—folklore, language, tradition and stereotypes. Such
identity formations are not easily displaced by other community
formations such as globalization (Bugrova, 2000). Even in relatively
advanced, developed societies, where globalization more directly
affects everyday life, local identities and self interests persist,
reacting to various kinds of state policies and ideologies of
control, containment, and development, precipitating strikingly
volatile situations and social cleavage (Warren, 1993). At their
base, however, persist the historical roles and functions of ethnic
and cultural patterns.
The cultural currents that shape national identity
arise from massive structural changes affecting identity and
consciousness, involving significantly diminished role of religion,
dynasty and temporality. In this view, the transformation of
national identity is grounded in the means of communication
production because it creates a unified field of communicative
exchange. Transparency is also relative to the "openness of places"
in which the boundaries are becoming "far more open than they have
been in the past" (Massey, 1995, p. 58). How those boundaries might
be reconfigured in globalization is of considerable interest in
social and cultural studies (Chan & McIntyre, 2002).
Contrasting "weapons of the weak" and "hidden
transcripts" (Scott 1985, 1992) also suggests how ethnic and
cultural groups stubbornly maintain their subaltern identities,
interests and meanings, even when confronted with threats to their
physical and cultural survival. In this framework, hidden
transcripts consists of the discourse that takes place "offstage" by
either dominant or subordinate social groups. Echoing the earlier
notion of the "spiral of silence" (Noelle-Neumann, 1984), the
suppression of a group’s discourse is not a matter of what is true
or false empirically. The public transcript is the normative ideal
of an open interaction between subordinates and those who dominate
the public sphere.
In James C. Scott’s analysis of hidden transcripts,
the "masks" of discourse are a reaction to mastery and control,
contrasted with the so-called masks of humility, obedience and
loyalty of subordinates. He further identifies double-meaning
discourse as an additional level of political discourse that
functions beneath the formal level of media communication.
Double-meaning discourse can be found in rumor, gossip, folktales,
jokes, songs, rituals, codes and euphemisms. The act of making these
hidden transcripts publicly explicit can erupt in an "explosion" of
social confrontation, Scott argues.
To avoid confronting dominant forces and to deal
with domination, subordinates engage in a variety of creative and
divergent behaviors, including:
•Backstage talk—What is said outside the
earshot of power holders. Domination creates backstage
resentment that is sometimes reinforced by the subordinate
group through punishing the over dutiful. The strength of
sanctions deployed to enforce conformity depends on the
cohesiveness of the subordinated group.
•Manipulative acting—The subordinate
performance of encouraging smiles, attentive listening,
appreciative laughter and comments of affirmation,
admiration or concern. The strength of sanctions deployed to
enforce conformity depends on the cohesiveness of the
subordinate group.
•Fantasies of misfortune—Expression of anger
and reciprocal aggression consciously suppressed. The
subordinate feel joy at the misfortune of the dominant, and
on occasion may take action to bring about the misfortune
directly.
Such subaltern strategies further confound and
obscure the normative standards of transparent discourse, even while
they sustain local interests.
Summary
Considered together, these varied uses of the
language of transparency suggest the broad scope of democratic
political and social changes on the global stage. Although the
metaphor of transparency is widespread in popular institutional
discourse, it deflects deeper problems toward democratic
inclusiveness and institutional accountability. At bottom, these
calls for transparency lack adequate grounding in the hegemonic
influence of mediation.
More specifically, the mass media are implicated as
a key mechanism in the processes of transparency, both
prescriptively and ascriptively. The strengthening of independent
media is believed by most analysts to promote democratic reforms,
but institutional campaigns against corruption have recently focused
on promoting "media transparency" by institutional interests that
are sometimes charged with influencing the same media. The momentum
toward global transparency presumes the weakening of the "culture of
secrecy" that prevails in some nations, including reforms against
various levels of corruption.
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[1] Another level of transparency less directly
applicable to this analysis is the so-called "narrative
transparency" (Olson, 1999), suggesting that American hegemony in
entertainment arises from Hollywood’s mastery of global
story-telling.
[2] Other recent efforts to quantify and measure
transparency has been proposed, but it is not yet clear whether they
will be useful (Grigorescu, 2002).